We understand the complexities and pressures that regulated entities in Financial Services, Fintech and Gaming need to go through in order to be compliant to a myriad of regulations, rules, directives and guidelines. Our team of experienced compliance and legal professionals fully understand the challenges that come with navigating the ever changing regulatory landscape, and we are here to help your business stay ahead of the curve.
Our compliance advisors specialise in providing tailored services that meet the unique needs of regulated entities across industries. From continuous compliance support to compliance audits, from risk assessments to policy development, from design of ESG frameworks to outsourcing of key functions, we offer a comprehensive suite of services to ensure that your business remains compliant with all relevant regulations.
GTG Corporate prioritizes proactive compliance measures to help you mitigate risks, enhance operational efficiency and maintain a strong reputation in your industry and with your regulators. Our commitment to excellence and attention to detail are values that you can count on for your good standing.
Our compliance services
Our compliance services include:
Compliance Related Services |
Applicable to:
|
Design of Compliance Manuals | Prospective Financial Services Licensees Prospective EMI / Payment Institution Licensees Prospective Crypto Asset Service Provider Licensees (CASPs) Prospective MGA & Isle of Man Gaming Licensees |
Regulatory Compliance Audits & Mock Audits | Financial Services Licensee EMI / Payment Institution Licensees Mock audits for MGA B2B & B2C Licensees |
Assessment of Risk Management Frameworks | Financial Services Licensee EMI / Payment Institution Licensees MGA B2B & B2C Licensees Isle of Man Gaming Licensees |
AML Audits | For all subject persons |
Development of Policies and Procedures | Prospective Financial Services Licensees Prospective EMI / Payment Institution Licensees Prospective Crypto Asset Service Provider Licensees (CASPs) Prospective MGA & Isle of Man Gaming Licensees |
Financial Services Licensee EMI / Payment Institution Licensees MGA B2B & B2C Licensees Entities that fall in scope of the EU’s Corporate Sustainability Reporting Directive (CSRD) | |
Tailor Made Training Programmes | CPD Programme for MGA B2B & B2C Licensees |
Financial Services Licensee EMI / Payment Institution Licensees MGA B2B & B2C Licensees Isle of Man Gaming Licensees | |
Compliance Support Services | Financial Services Licensee EMI / Payment Institution Licensees MGA B2B & B2C Licensees Isle of Man Gaming Licensees |
Financial Services Licensee EMI / Payment Institution Licensees Technology Companies | |
Outsourcing of Compliance Functions or Processes | EMI / Payment Institution Licensees |
You may also wish to read our compliance related insights:
Crucial Impact of ESG elements under MiCAR: Key Repercussions and Insights
What is the new Oversight Framework introduced pursuant to DORA
MGA publishes the voluntary ESG Code of Good Practice for Malta licensees
Crypto-Asset-Offerings-under-MiCAR
Navigating Cyber Risks -the imperative for cybersecurity insurance in Financial Services
GTG Corporate is duly authorised by the Malta Financial Services Authority to act as a Class C Company Service Provider and offers specialised guidance in corporate, regulatory & compliance matters including the incorporation of companies and set ups in Malta.